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DECLINE OF EMPIRE AND PAPACYCHAPTER XXIV
PEASANT LIFE AND RURAL CONDITIONS(c. 1100 to c. 1500)
The
student of medieval social and economic history who commits himself to a
generalisation is digging a pit into which he will later assuredly fall, and
nowhere does the pit yawn deeper than in the realm of rural history. It is of
the nature of trade to overflow the bounds of geography and race, but the
rustic world is a local world; it does what sun and soil demand and it is ruled
by a custom which may vary from one village to the next. There is little enough
in common between the daily lives of the wandering shepherds of Spain, Apulia,
and the Carpathians, the vine-growers of the Rhineland and Bordelais,
the men who tended seed gardens round Erfurt, the toiling plowmen of the English midlands, the Flemings draining their sea marshes, and the
pioneers beyond the Elbe. Moreover, rural society was in a state of flux during
the centuries to be considered here (roughly from 1100 to 1500). Estates were
coalescing and breaking up, towns were rising, land was being brought under
cultivation or becoming exhausted, the population was growing, men were
struggling out of serfdom or falling into it, new forms of landholding were
being evolved; and all this was happening unevenly in different parts of
Europe. It is necessary, therefore, to consider first the chief differences in
the local framework and then the changes, which were slowly metamorphosing the
rural world during the last four centuries of the Middle Ages, before any
general picture of village life can be attempted.
The
peasant’s existence was unrolled in a double framework, the work in part of
nature and in part of man. The geographical lie of the land, the climate, and
the dominant occupation forced upon the district by these facts largely
dictated the type of settlement, the field systems, even the personal status of
the peasantry. For the organisation of estate and manor, and the complicated
personal and tenurial relations between lords and peasants, which formed the
artificial framework of rural life, were profoundly modified by the physical
framework into which they were fitted, and elaborate historical explanations
are sometimes given for differences which were simply due to geographical
conditions. It is possible to observe certain economic equations which have a
rough validity, despite the variations which race and history may introduce
from place to place. Wide plains, which lend themselves readily to arable
cultivation, usually lead to the clustered type of settlement known as the
village, with houses lying together and open fields stretching round them. The
home of the two and three field system is in country of this type, the south
and centre of England, the great belt of north and north-eastern France,
Germany from the basin of the Seine and the Swiss Alps across to the plains of
the Slavonic north-east, and over the Danish peninsula to the Scandinavian
lowlands. It usually breeds big estates and a strong feudal system, for
feudalism ever thrives best in cornlands; it breeds a peasantry which, though
often economically very prosperous, is strongly bound to the soil; labour
services are numerous and serfdom is tenacious. It is the country of the
typical, one might almost call it the “textbook” manor, the main
characteristics of which are too well known to need further description.
On
the other hand, hilly country and pasture-farming lead to different types of
settlement and different social conditions. The people live not in large
villages or rural bourgs but in scattered hamlets or separate farms, for their
flocks and herds are spread over a wide area and water is usually abundant.
Labour services are much less numerous, and payments in kind are
correspondingly more important, for generally speaking it is more convenient
for the lord of a manor to take his profits in the form of labour in an arable district,
where he has his own demesne farm to cultivate, and of produce or money in a
pastoral district, since how shall he utilise week work from all his peasants
on a sheep farm and what profession is more essentially skilled and permanent
than the shepherd’s? In these hilly pastoral lands, moreover, the feudal system
in general and manorialism in particular are apt to be weak and serfdom is
rarely onerous and disappears rapidly. In the most remote mountain districts,
indeed, the peasants are often quite free; the lord exacts compulsory
hospitality for himself and his servants when hunting or riding on business
over these wild lands, but though such rights of gite and albergue are sometimes oppressive and exacted by
violence, they are more often rigidly fixed by custom and early commuted for
rents. In general, the control of the lords is slight and in some parts, as for
example in the high valleys of the Pyrenees, the villages are actually
independent. The valley of Aspe, disputing with
Gaston Phebus, Viscount of Béarn, declared that “the
valley of Aspe was before the lord was and the lord
has only that which they have given him”; and the lord never entered the valley
without exacting two hostages for his personal safety. The Pyrenean villages
were in practice little republics, governing themselves according to the custom
of the valley, and making pastoral treaties with the men of other valleys on
both slopes of the mountains. The peasants of certain Alpine valleys were
equally independent, and in the later Middle Ages the term Swiss became a
synonym for freedom. “We will be Switzers” cried the
insurgent peasants at Spires in the great revolt of 1502.
Marsh
and forest lands, which have to be drained or cleared for cultivation, and
frontier lands which must be settled by pioneers, bring about yet another
combination of circumstances. In many cases settlements in these newly
reclaimed areas are planned in a sense that the old casual villages and hamlets
were not. The Waldhufen in the forest districts of
Germany and elsewhere and the Merschhufen in the Low
Countries and the marshes of the Weser and Elbe are long rectangular blocks,
lying along the road as an axis and stretching to the edge of the forest or the
dyke. Such villages, especially in the Eastern colonial areas where they were
laid out by promoters, have an economical and logical ground-plan often
suggestive on a small scale of a modern American town. Just as the conditions
of reclamation and colonisation influenced the form of settlement, so they influenced
methods of cultivation and social status. Individual cultivation was the rule
in the fertile polders reclaimed from the sea along the Flemish coast, and Waldhufen and Merschhufen were usually enclosed, though in the colonial East the open field system was
common. Moreover, from a social point of view reclaimed land and frontier land
is free land. If freedom dwells in the mountains, she likewise flourishes in
marsh and forest, because no man will bring them under cultivation save for an
inducement and there are no inducements more potent than freedom and cheap
land. The hosti who reclaim Brittany after the
ravages of the Northmen, the settlers on the Jura plateau, the Flemings who
drain their own flats and those of the colonial East, the wild clansmen of Ditmarschen, the backwoodsmen and cowboys of the
Eastern frontier, the Castilian behetrías who settle the lands reconquered from
the Moor and have the right to change their lord “up to seven times in one
day,” all are free; and even in areas where serfdom prevails the man who makes
an assart holds it by free tenure, though the rest of
his land be servile and he a bondsman by blood. Serfdom is unknown in colonial
areas, except where an aboriginal population cultivates the land of an alien
ruling class side by side with free alien settlers, or where occasional owners
of frontier latifundia import a few serfs from home, or where serfdom arises by
retrogression after the frontier period is over.
Finally,
it should be observed that certain specialised crops are usually associated
with small holdings, individual cultivation, and a free or mainly free
peasantry. This is notably the case in the vine and olive-growing districts of
the Mediterranean, and the reason is to be found in the fact that vine-tending
is a skilled occupation and that wine is, in the main areas of its cultivation,
produced for a wide market. The peasant can find a ready sale for his vintage
and even small holdings are profitable; the lord, on the other hand, finds
rent-paying tenants and wage labour better suited than cultivation by unfree
labour to an estate run for profit. But when we speak of a market we introduce
a factor which is historical rather than natural, and historical and racial as
well as geographical factors must always be taken into account in analysing the
development of a district. The historical factors which most profoundly
modified the life of the rural districts were the growth of towns and the
consequent extension of the trade in foodstuffs, for an exchange economy invariably
brings with it agrarian specialisation and in the long run freedom. The growth
of towns led to the increasing devotion of land in their neighbourhood to dairy
farming and market gardening, to meet the demand of the town population for
food. The rise of industries led to the cultivation of certain industrial
crops, such as the woad of Toulouse and the madder of Albi. More intensive
farming and smaller individual holdings characterised such districts; and
freedom came quickly to serfs in the vicinity of towns, which were the homes of
free burgesses.
Thus
the physical framework in which the medieval peasant passed his life, modified
sometimes by racial and historical circumstances, conditioned not only his
occupation but the kind of settlement in which he lived, his personal status,
and his relations with his lord. The artificial framework of his existence was
the institution known in England as the manor, the character of which was
largely modified by geography. In general, a manor in a pastoral district
consisted in rights over a large number of scattered homesteads and a heavy
exaction of dues in kind, while a manor in an agricultural district usually
contained a more or less large home-farm cultivated in part by the labour of
servile tenants. The home-farm and the peasant tenures were bound together in a
single economic system by these labour services and also by the fact that the
lord, no less than the peasants, was subordinated to a common routine of
cultivation in the open fields and bound to recognise rights of usage in the
waste. The organisation of production differed. The lord of a single manor
dwelt there and lived on the produce of his farm, the working of which he
probably superintended himself. The lord of ten, fifty, or a hundred manors, had
his seneschal to supervise his whole estate, and each of the manors was farmed
by a bailiff, who sometimes lived at the manor house. The large landowner
employed several methods of turning the produce of all these home-farms and
peasant rents to his own use. Three in particular followed each othei1 in rough
chronological sequence, though they co-existed until a comparatively late
date. These were the system of the travelling household, the system of
delivering food rents from the different manors to a central place, and finally
the much more convenient system of selling the surplus produce and delivering
money instead of goods to the lord.
The
manorial system
As
to the status of the peasantry it may be said that at the beginning of the
twelfth century the mass of them were serfs, though free tenants were to be
found everywhere and in certain districts predominated, and there still
existed, especially in the mountainous south of Europe, little pockets of allodiers, who owned no lord but their king. Serfdom,
however, involved two different relationships, one of status and one of tenure,
which were not necessarily concentrated upon a single lord. A man might be a
serf by blood, handing down his serfdom to all his brood, the personal chattel
of some body-lord (Leibherr). He might, again,
be a servile tenant, holding his land by bondage tenure of a landlord (Grundherr), but personally free. He might be the
bondsman of one lord and the bond-tenant of another. He might be a bondsman
holding a piece of free land. There was, however, a tendency for the
relationships of status and tenure to be combined and a tendency also to
transfer servile obligations from the person of the bondsman to the land. When
payments were thus first transferred and then fixed and deprived of the
uncertainty which clung to status-payments, by reason of the lord’s theoretical
right to do what he would with his own, two steps had been taken on the road to
freedom. Henceforth it was the mansa and not
the man that was liable to tallage, the virgate and
not the virgin that owed leyrwite for a slip
from grace; and the land knew what it had to pay. The transference might, of
course, be turned to the disadvantage of freemen, as in Germany in the later
Middle Ages, when mere residence on certain land made a man a serf on the
principle of Luft macht Eigen, and a revival of personal bondage took place; but in the early Middle
Ages the transference of obligations from the person to the land was
undoubtedly a step forward. Important as was the distinction between bond and
free it was, however, a legal and not an economic one. The bondsman might,
economically speaking, be a prosperous small farmer employing labour, while the
freeman owned only a cottage and a croft and worked upon the bondsman’s land.
Moreover, it is exceedingly difficult to say which of the many dues and
services to which the medieval peasant was subject were characteristically
servile, for there is hardly one which was not somewhere paid by freemen as
well as serfs. The serf was usually marked by his inability to move from his
holding without his lord’s permission, by his liability (in agricultural
districts) to weekwork, by the payment of certain
onerous dues on death and marriage, and sometimes also of a tallage which was theoretically arbitrary, though in practice usually fixed; while the
freeman held his land at a rent in money or in kind and was liable only to
occasional boons and less onerous payments. But freemen as well as serfs are
sometimes found subject to mainmorte or to the maritagium.
Apart
from the various “bans” by which the lords forced their tenants (sometimes free
as well as bond) to grind corn at their mill, bake bread in their oven, and
press grapes in their winepress, the peasantry was subject to a whole series of
regular and irregular payments. The regular annual payments included
ground-rent, payment for the use of commons, and tallage;
the irregular payments fell due on death, marriage, and inheritance, or when
the land changed hands. In addition, there were labour services, which varied
with the nature of the land, some being regular weekwork or taskwork, others “boons” performed at certain seasons. The serf was also
burdened by special obligations which differed from place to place: in England,
for example, he was often obliged to fold his sheep on the lord’s acres for the
sake of manure; in forest districts he had to do hunting services; in some
parts he paid when he sold any of his livestock. All these payments had become
fixed in the course of time, and although in theory the serf might own (as an
Abbot of Burton once claimed) nihil praeter ventrem, in practice he enjoyed complete security of
tenure while he paid his dues, and knew as exactly as the freeman what those
dues were, the lord’s demands being more or less restricted by the custom of
the manor. Occasional amenities softened the irksomeness of forced services; boonworks were frequently rewarded by an armful of the crop
harvested and by a meal and, with the fall in the value of money, these
“beanfeasts” came to cost the lord more than the services were worth. Still,
taken all together, the dues and services to which the serfs of many manors
were subject were exceedingly heavy. He who is disposed to idealise the
medieval peasant’s lot should study the list set forth in the famous Conte des vilains de Verson by the trouvère Estout de Goz in the middle
of the thirteenth century, and borne out by the official extent of the revenues
of the abbey of Mont-Saint-Michel at Verson and Bretteville, which Delisle has printed, or the customs of
the bond-tenants of Darnell and Over, as recorded in the Ledger Book of Vale
Royal Abbey in 1326. It is not surprising that the serfs of both these abbeys
were in revolt at the time.
Of
the irregular payments to which the serf was subject the most bitterly resented
were those which entered his inmost life and cast the shadow of a ravening hand
over bridal bed and deathbed alike. The payment of the maritagium (merchet, formariage, Bedemund)
was sometimes exacted only when marriage was contracted outside the manor, but
it was everywhere one of the dues which serfs were most anxious to evade, for
it was a check upon their freedom of movement. The payments for incontinence,
such as the English leyrzeite exacted from a
serf when his daughter sinned, and the Catalonian cugucia which gave the lord the whole or part of the property of any peasant’s wife
guilty of adultery, were no less resented. Much more onerous, however, was the mortuarium (heriot, mainmorte, Sterbfall, Buteil, Kurmede, Besthaupt) which was
also almost universal. In France it was usually exacted only when a serf died
without heirs living with him in his household, but elsewhere it was payable
whenever a tenant died. A study of the different forms taken by the Sterbfall as recorded in the German Weistumer,
or village “dooms,” provides some entertaining reading and a very strong
impression of the burdensomeness of the tax. In some places it was levied on
the capital value of the holding, and often amounted to as much as a third,
sometimes even to a half. More often it was the best beast and best suit of
clothes which a man possessed; if he had no son his weapons and sometimes his
sharpened tools were taken, leaving the widow only a chopper to cut her wood. A
woman owed her best dress and kerchief which she had been wont to wear on
Sundays or at market, and her marriage bed, unless she left an unmarried
daughter, who was allowed to keep it. Occasionally the husband was permitted to
retain the bed as long as he remained unmarried, but if he took a second wife
the lord’s steward might go and drag it out of the back door, while the peasant
brought in his bride at the front, leaving her (like Anne Hathaway) with the
second-best bed. When it is remembered that the Church also exacted its
mortuary from the dead parishioner, taking the second-best beast and garment
after the lord had taken the best, it is small wonder that the moralists of the
age sometimes (but all too rarely) turned in disgust from lord and priest
feeding like vultures on the poor man’s corpse.
The
Vogt
Mention
of the ecclesiastical mortuary calls attention to another aspect of the
question of peasant dues. These were not payable solely to his lord. As a
parishioner he owed the Church not only the irregular mortuary, but regular
annual tithes, which were a heavy burden, though they often in the course of
time fell into the hands of the landlord and merely added another item to the
rent. But besides these payments the peasants on many parts of the Continent
owed dues and allegiance to a third type of lord beside the Leibherr and Grundherr. Sometimes it was the lord’s suzerain;
sometimes a Gerichisherr, who acquired jurisdictional
rights over a territory and was responsible for its protection and for the
public peace. This type of lord is not found in England, but on the Continent,
particularly on ecclesiastical estates where the landlords were unable
themselves to provide military protection, the Vogt or Avoué was an almost universal phenomenon. In theory his business was protection. “If
a villager asks for the support of the Vogt,” says the custom of Nieder-Ranspach in Alsace, “the Vogt ought to come to his
help so speedily that if he have but one foot shod he should take the other
boot in his hand and fly to the defence of right.” At Neuillers the serfs of St Peter had the right to emigrate to Dossenheim and “if on the road a wheel come off their cart, the Vogt ought to dismount and
give them bodily aid.” In return, the people of the villages over which he
exercised his authority attended his court and gave him and his suite
hospitality when it was held. But the exactions of the Vogt grew both in France
and Germany; the maintenance claim developed into a regular tax (the Vogtbede), he took his share in death and succession dues
and exacted his corvee from the people. In both countries Vogtei taxes were often heavier than those due to the landlord, and as a rule they
fell on free as well as on bond. Moreover, free peasants were also liable to
State taxes, which grew steadily as the centuries advanced, though they were
sometimes merged with the Vogtbede. Inama-Sternegg calculated that in Germany towards the end
of the Middle Ages the fourfold payment of rent to the landowner,
ecclesiastical tithe, Vogtei dues, and State taxes
amounted on an average to two-thirds of the gross product of the land; he works
out the case of a free leaseholder paying an annual rent of one-third of his
produce (not the worst form of lease), which shows that the ground rent
amounted to 33’4 %, the tithe to 6’6 °/o, the Vogtei dues to 20% and the territorial tax to 4 %, making a total of 64 %, not
counting labour dues, irregular payments such as the marriage and death dues,
and fines, which probably raised his annual rent by another 5 %.
It
has already been stated that throughout the Middle Ages changes were at work in
the countryside; but at certain periods the process was accelerated, and the
twelfth and thirteenth centuries are pre-eminently one of these periods of
hastened change. Three movements in particular affected the life of the rural
districts: the rise of towns, the impetus to clearance and colonisation, and
the disintegration of the manor. All were connected with a still more
fundamental economic movement, the growth of the population.
The
steady growth of the population showed itself in a number of ways. One was the
rise of towns, which was marked all over Western Europe. To take Germany alone,
the researches of Puschel, based upon a study of town
walls, streets, and buildings as well as upon written records, have shown that
the old German towns of the West became too small for their inhabitants in the
course of the eleventh century, grew very rapidly during the twelfth and
thirteenth, and usually stopped growing some time in
the fourteenth, from which time their area in most cases sufficed for their
inhabitants until the nineteenth century. Such a phenomenon speaks eloquently
of a crowded countryside, for the town population was obviously being fed by
immigration from outside, and it is significant that the period of growth coincides
with the period when the colonisation movement of the German people beyond the
Elbe was most active. In the countryside the increase shewed itself in the
subdivision of holdings, in a steady rise in land values, and in the carrying
of cultivation as far as the technical knowledge of the time allowed, even to
land from which the economic return was poor and which sometimes had to be
abandoned later in the Middle Ages. Checked though it was by famines and
pestilences, this upward movement of the population continued and is at the
bottom of most of the economic changes of the time.
The
growth of towns, one of its most important manifestations, inevitably reacted
upon conditions in the surrounding countryside, for the town looked to the
country to provide it with population, with food, and with some at least of the
commodities of its export trade. It was to its interest to attract the more
enterprising members of the peasant class within its walls, and it was easy to
do so, since town air, as the proverb ran, made a man free. But besides the
tendency thus set up for a flow of population from the country into the towns,
they had a far-reaching effect upon the organisation of the countryside itself,
for manorial lords found it increasingly expedient to supersede travelling
households and food rents by the sale of their surplus produce in the market
for cash. This fact provides a key to the nature of manorial economy during the
central period of the Middle Ages. It was not, as it has often been
represented, a closed economy, a kind of subsistence farming, aiming only at
self-sufficiency. Marx’s epigram that the walls of his stomach set the limits
to the lord’s exploitation of his peasantry rests upon a misconception.
The
acquisition of landed property by lay and ecclesiastical lords went far beyond
the limits necessary for self-support, and landownership was organised for
profit at a very early date. An international trade in certain agrarian
products (notably in corn, wine, and wool) was already in existence in the Dark
Ages; in the twelfth and thirteenth centuries it was active and brought great
profits to landowners as well as to merchants. The same chapter in the Rules of
St Robert (c. 1240), which bids the Countess of Lincoln travel with her
household from place to place, adds: “so arrange your sojourns that the place
at your departure shall not remain in debt, but something may remain on the
manor, whereby the manor can raise money from increase of stock and especially
cows and sheep, until your stock acquit your wine, robes, wax, and all your
wardrobe,” and proceeds to give details as to the sale of wool. Nor was it only
in the pastoral districts that English manors were profit-making concerns.
Almost every manor in the corn-growing areas sold its surplus grain in the
market, and that grain came from the peasants’ holdings as well as from the
demesne farm; a regular market organisation was developing early in the twelfth
century, and well-defined market areas may be detected in the thirteenth.
England was a land of comparatively small towns; the effect of this evolution
upon the countryside was even more marked in those parts of the Continent where
town life was more highly developed. Everywhere towns were a magnet for the
peasant who wanted to leave the land and a market for the peasant who remained
upon it.
No
less far-reaching than the rise of towns was the effect of another and
simultaneous movement. At the beginning of the period a large part of the soil
of Europe was still uncultivated and uninhabited, sodden with marsh and fen or
overgrown with forests. A steady work of drainage and colonisation had been
going on piecemeal during the Dark Ages, but in the eleventh century it was
pushed forward with new vigour. Nowhere was it more active than in the Low
Countries, where the Counts of Flanders, the great abbeys, lay landowners, and
peasants all combined to stem the encroachments of the sea along the coast,
drain the marshes of the Lower Scheldt and Meuse, and bring the heaths of
Brabant and Hainault under cultivation. In maritime Flanders associations
called wateringues were formed to organise the
control of the dykes and water channels. All the way from Flanders to Frisia they built up a wall against the sea and behind it
cultivated a long line of fertile polders, where fat cattle grazed. In the
thirteenth century the towns took a leading share in the work, and many polders
to this day bear the names of the capitalist “undertakers” who drained them in
that age of activity. A similar work of reclamation was going on in other
countries, and harsh were the penalties on the man who failed to do his part in
maintaining the defences against the invading waters. In one district in
Germany it was laid down that if a man barked one of the willows which held the
dykes together, “his belly shall be ripped up and his bowels taken out and
wound round the harm he has done, and if he can get over that the willow also
can get over it.” An equally energetic war was also waged against heath and
forest; indeed, the attack on the forests was so relentless that towards the
end of the Middle Ages rulers and landowners and sometimes the peasant
communities themselves were obliged to make regulations for their protection.
In this work of reclaiming the soil of Europe due credit must be given to the
monastic houses, which had both the capital to undertake large-scale operations
and the intelligence to supervise them. An additional motive came in the
twelfth century, when the newly-founded Cistercian and Premonstratensian Orders
deliberately settled in wild and savage places, far from the haunts of man, and
slowly brought them under cultivation. The Cistercians in particular were great
sheep and cattle farmers.
The
work of reclamation was thus going on steadily in Europe throughout the Middle
Ages, but for the Western nations it was a question of settling and bringing
under cultivation land within their own national boundaries. With Germany it
was different. The Germans were the colonising people par excellence of the
Middle Ages, not merely on account of their intrinsic industry and enterprise
(which were great), but because they alone of West-European nations had a
movable frontier to the East. In character and achievement the eastward
expansion of the German people over the Slav lands has aptly been compared with
the westward expansion of the American people from Atlantic seaboard to
Pacific, with the Slav in the role of the Red Indian; many centuries earlier,
it passed through the same stages and bred the same types. Its fundamental cause
was the growth of the population in old Germany, and the first stirrings of a
new activity came early in the twelfth century. After Adolf of Holstein’s
conquest of the Wagri in 1142, Helmold,
whose Chronica Slavorum is
the epic of the Saxon frontiersman, tells how he sent into the Low Countries,
Westphalia, and Frisia, for settlers and how “there
rose up an innumerable multitude of divers nationalities and they took with
them their households and all their possessions and came into the country of
the Wagri.” The Wendish Crusade of 1147 was followed
by a similar rush of settlers to the East, “with horses and oxen, with ploughs
and wains and labourers fit for the work”, which in places was a true mass
emigration. At a later date (towards the end of the thirteenth century) German
peasant settlers began to follow the Teutonic Knights into Prussia. Nor was the
movement only across the Saale and the Elbe, for colonists also pressed into
Poland and Silesia, Bohemia, Austria, and parts of Hungary.
Dutch
and Flemish colonists
The
chief colonising peoples of Germany were the Saxons and Bavarians, but a
remarkable part was also played in the movement by peasants from Flanders and
Holland. Their readiness to transport themselves so far from home was doubtless
due to the over-population of the Low Countries and partly perhaps to the fact
that they were weary of their incessant struggle with the ravenous ocean, “a
people,” as Helmold said, “who bear the brunt of the
sea.” They sought to find a better land in the East, and the often-quoted
ballad, “Naer Oostland willen wy ryden,”
may well enshrine the spirit in which they went. Their hereditary capacity for
drainage and irrigation alike made them particularly valuable colonists in
marsh and heath lands, and the lords and bishops of the East were anxious to
obtain them as settlers. Gradually Dutch and Flemings reclaimed the marshlands
of the Weser, Elbe, Havel, and even of the Oder and Vistula, taking their own
law with them, sometimes even (as at Bitterfeld and Juterbog) using a special coinage, moneta nova Flamingorum Jutreboc,
and leaving an indelible mark on place-names and on the architecture of barn
and farmhouse. The Cistercians imported them into the morasses of the
Thuringian basin, where under the leadership of the monks of Walkenried they reclaimed the famous Goldene Aue. They were even to be found in the mountainous south, scattered here and
there as far as Transylvania.
It
may well be wondered how these treks of colonists from West to East were
managed, how they knew where to go, and who laid out their villages, for the
business clearly needed organisation. The most common method was the employment
by landowners of a locator, or professional agent, who was given a commission
to settle a piece of unoccupied land. He would lay it out in large rectangular
blocks of 125 acres or more, then set off westward to gather his colonists and
bring them back with him, planting each family upon one of these big holdings,
the “manses of Dutch measurement” referred to in so many charters, and setting
aside one for the church and one for himself as Bauermeister.
Each colonist paid a small premium in cash, but as a rule lived rent-free for a
period of four to sixteen years while engaged in the work of reclamation, after
which he paid an annual rent. They held by free hereditary tenure and usually
brought with them their own law, “German law” or “Dutch law” as the case might
be, and this law was spread through the East, and the villages of the
aboriginal Wends and Poles and Prussians were sometimes assimilated to it. It
is easy to see what an attraction the cheap land and freedom of these Eastern
countries were to the more energetic peasants of the over-crowded and servile
West; indeed, the colonisation movement, like the rise of towns, promoted
emancipation at home, since the lords of old Germany were obliged to improve
conditions lest their peasants should flee to the frontier. The locator was
well paid for his work; he often received a holding rent-free in perpetuity in
each village settled, and became the Bauermeister or
Schulze, that is to say, the judicial and administrative head of the village,
taking as a rule two-thirds of the fines in the village court (the other third
going to the lord), and having the right to keep the village tavern and other
privileges.
The
rise of towns and the colonial movement were perhaps the most far-reaching
economic events of the twelfth and thirteenth centuries and were closely
connected with a third change at work during the period, the slow disintegration
of the manor, which substituted for demesne farming a totally different method
of exploiting landed property for profit. The lord cultivating his home-farm in
part by means of labour services under the direction of a bailiff became a
landlord, living upon rents and cultivating his home-farm (if he retained one
at all) entirely with the help of hired wage-earners. The process was
accompanied by a marked change in the proportion of land in demesne and land in
the hands of peasant farmers, the former shrinking steadily at the expense of
the latter, and by the steady emancipation of the peasantry.
It
has already been shown that the nature of the dominant economy brought about
this change at ail earlier date in some parts of Europe than in others. It
appeared first in places where the demesne farm was small or labour services
unimportant (as in pastoral districts), or where specialised crops (such as
vines) were being grown for an international market, or where uncultivated land
was leased on easy terms for purposes of reclamation. The spread of the system
into the big corn-growing areas which were the main strongholds of manorialism
was due to the economic revolution which was taking place during the twelfth
and thirteenth centuries. On the one hand, the market for manorial produce was
growing steadily and putting money into the pockets of the peasantry; and on
the other, the towns and the colonial East were offering an asylum to
discontented serfs. The lords tried to stem the increasing number of flights by
repressive measures, concluding treaties among each other against the reception
of runaways, or incorporating a clause to the same effect in town charters; but
the tide was too strong, and in order to keep their peasants at home they had
in the end to emancipate, to lighten burdens, and to commute labour services.
Sometimes the process went on piecemeal by the emancipation of individuals, but
there was an increasing number of regional emancipations, notably in the
vicinity of towns. In Italy the freeing of the peasantry was one of the chief
weapons of the cities in their struggle with the landed nobility, and in parts
of France there was a tendency to form bourgs and villages into rural communes,
with charters modelled on those of some town in the vicinity; the charters of Lorris and Beaumont, for instance, had a great vogue.
Emancipation usually but not always carried with it the abolition of the more
deeply resented servile disabilities, such as the mortuarium and the maritagium. From the point of view of
manorial organisation the most interesting phenomenon was the disappearance of
servile tenure and in particular of labour services. The process went on very
unevenly in different parts of Europe, but in the end the result was everywhere
much the same. The lords went over wholesale to the rental system, serfs were
transformed into customary tenants, paying a fixed annual quit-rent, and more
and more free leaseholders appeared. The leases were of an infinite variety as
to conditions and terms, some hereditary, some for life, some for shorter
periods. The main types were two: by the one the tenant paid an unvarying rent,
usually in money, by the other (metayage, mezzadria)
he paid a proportion of his harvest or stock in kind. In the long run metayage,
which was common in the Mediterranean countries, paid the landlord best, for
though he shared his tenant’s loss in a bad year, the price of land was rising
and a fixed quit-rent or a long lease worked in favour of the tenant. At the
same time, there was also an increase in the number of free proprietors who
were able to buy their land outright, and especially in the South of Europe a
considerable part of the soil began to pass into the hands of the peasants.
Disappearance
of serfdom
It
must not be supposed that this process of emancipation accomplished itself
swiftly or evenly throughout Europe. In France, for instance, serfdom was
strongest in the east, in Lorraine and Franche Comté,
parts of Burgundy, Berry, and Nivernais, where it lasted until the fifteenth
century, and in some parts until the eighteenth; in the Midi, a mountainous
land of small properties, it was never strongly rooted, and most of the serfs
of Provence and Languedoc had disappeared by the end of the thirteenth century;
in the west it was weaker still and Normandy, Brittany, and Poitou were almost
entirely free by the end of the eleventh. Serfdom came to an end early in
Flanders and Italy largely on account of the prevalence of towns. In England it
was always less prevalent in the north and west than in the south and east,
where the process of emancipation was not complete until the end of the Middle
Ages. In Spain feudalism was never firmly rooted except in Catalonia; in Leon
and Castile the need for population (as the reconquest proceeded) and the
protection of the towns had brought about an almost complete emancipation of
the serfs during the thirteenth century; in Catalonia, on the other hand, a
very heavy form of serfdom prevailed and was only brought to an end in the
course of the fifteenth century. In Germany serfdom decreased most rapidly in
the north-west (Lower Saxony and Westphalia) and in the Rhineland, but it was
still to be found there at the end of the Middle Ages and was even more
prevalent in the south-west, while it was actually increasing in the once free
east in the fifteenth century, for reasons which will be explained later.
The
change to a rental system meant something more than the spread of personal
emancipation and an alteration in the terms on which the mass of the peasantry
held their land. It did not, of course, preclude the lord from continuing to
exploit his home-farm himself, with the help of hired instead of villein
labour, but nevertheless the tendency grew for him to retire to a great extent,
if not altogether, from the management of his demesne. This would rarely happen
in the case of a small knight living on a single manor, but it became
increasingly common on large estates where bailiff farming prevailed. On such
estates the lords began to lease their demesne farms, now piecemeal, now en bloc. Even big stock farms were let out.
In the thirteenth century the Earls of Lincoln had vaccaries in the Forest of
Rossendale, which they managed themselves through local bailiffs supervised by
a chief Instaurator; but in the course of the fourteenth
century the new owners of the Honour of Clitheroe gradually abandoned their
personal interest in cattle-raising and let out the farms to farmers. Many
monastic stock-farms on the Continent were similarly leased instead of being
directly cultivated by lay brothers or hired servants. This practice of
“farming the demesne” was more subversive of the old manorial system than was
the practice of letting out the tenant’s holdings at a money rent. Sometimes
the farmers were the whole community of tenants, sometimes two or three rich
peasants, sometimes the bailiff or the reeve, sometimes a speculator from
outside. It is interesting to observe the part played in the process in certain
parts of Europe by the lord’s bailiff (villicus,
Meier, maire). In Lower Saxony in the eleventh and twelfth centuries the Meiers began to try to convert their position from an
office into a tenure by making it hereditary, and they made use of the
prevalent practice of exacting a produce rent from each manor to appropriate
the surplus yield, and sometimes more than the surplus, to their own use. In
the course of time the Meier often became de facto a leaseholder of the
demesne, and the lords, making the best of the situation, began to separate the
demesne farm from the rest of the manor and let it out by the same relatively
free form of tenure (Meierrecht), at the same time
converting the dues and services of the peasants into money payments or making
them over to the Vogt. The next stage came when the lords began to throw
together peasants’ holdings into larger blocks and let these out in Meierrecht also. This created a number of cottagers and
landless men, but the Meiers (many of whom had thus
no connexion with that office) formed a class of free leaseholders who were the
most prosperous peasants of Northern Saxony and whose life tenure steadily
tended to become hereditary. In France a similar process began, and from the
twelfth century many mairies were hereditary and an
important feudal property, but the process never went so far as in Saxony, nor
had it the same repercussion upon peasant tenure.
Thus
throughout Europe a metamorphosis was gradually taking place in the
exploitation of land ownership. The change was not entirely a beneficial one
from the point of view of agriculture, for the large estates had often been
pioneers of progress, and they could introduce improvements and undertake
works of drainage and reclamation on a large scale, which were beyond the means
of the peasant. It was the great landowners who studied the treatises on
agriculture which had come down from classical times, and it was they for whom
new works on the same model were drawn up, based in part upon Cato, Varro,
Columella, or Palladius and in part upon practical
experience. Such works are the famous thirteenth-century English group which
comprises Walter of Henley’s Husbandry, the Rules of Robert Grosseteste, and
two anonymous treatises on Husbandry and Seneschaucie;
such too the Opus Ruralium of Petrus Crescentius of Bologna (1230-1307) and the delightful
handbook for shepherds called Le Bon Berger written at the request of the King
of France in 1379 by Jehan de Brie. In the exchange
economy of the day, moreover, the new system must have been responsible for the
great increase in the number of middlemen in rural areas, always a necessity
for the small owner. The French or Rhenish monastery of old could employ its
own negotiator to sell its wine and its own boats to freight the produce of its
manors to port or market; the big English landlord could sell his wool
wholesale to Lombard or Flemish merchants. But such organisation was beyond the
small farmer. The dealer in agrarian produce had appeared at an early date (as
town regulations against forestalling and regrating show), but the growth of
tenant farming at the expense of demesne farming inevitably paved the way for that
multiplication of corn-bodgers, wool-broggers, and
other middlemen, decried as caterpillars of the commonwealth by sixteenthcentury moralists, who failed to understand that
they were now not merely convenient but essential.
The
dissolution of the old manorial organisation and the emancipation that went
with it were accompanied by a marked improvement in the position of the
peasantry. Probably at no time in the Middle Ages was agriculture more
flourishing and the mass of the rural classes better off than during the
twelfth and thirteenth centuries. Brunetto Latini speaks of the open manor houses of the lie de
France, surrounded by gardens and orchards and a peaceful countryside, and
Froissart in the next century admires the rich Cotentin, so soon to be desolated
by war. The prosperity of the French peasantry appears occasionally in the
literature of the time, as in Bertran de Born’s savage sirvente against the rich peasant, and in
those pictures of well-to-do vilains with wide lands
which occur in certain of the fabliaux. German literature throws an even more
favourable light on the prosperity of the peasantry of that country in the
thirteenth century. It is the age of the satirical peasant-epic Meier Helmbrecht, of the charming tale Der Arme Heinrich, and of the school of courtly Dorf poesie,
which is best represented by Neidhart von Reuental and Seifried Helbling. Neidhart shows the
well-to-do Bavarian and Austrian peasants aping the gentry, village dandies
with spices in their pockets for scent and pomade in their long curling locks,
wearing silk-lined caps and coats of fine foreign cloth and carrying swords at
their sides and clinking spurs at their heels, as though they were knights.
The
causes of this rural prosperity must be sought elsewhere than in the progress
of emancipation, which was only one of its symptoms. It was due in part to
favourable external conditions. It is true that famine and pestilence took
their toll as of old, but the latter at least was less deadly in the earlier
centuries than the great series of visitations of bubonic plague which began
with the Black Death (1347—49). The peasantry suffered considerably from time
to time from war; the misery of England under Stephen and of Italy during the
struggle between Frederick II and the Pope was great, and the crusading
movement brought with it the harrying of the humble and backward Slav peasants
in Eastern Europe and of the prosperous and enlightened Moorish peasants of
Spain, as well as the terrible devastation of Languedoc in the Albigensian
Crusade. Still the loss of Slav and Moor was the gain of German and Castilian
peasants, and Languedoc at least rapidly recovered its prosperity. In general,
the Crusades diverted fighting energy away from the Western peasantry, and
there was nothing during this period as serious for them as some of the
struggles of the Dark Ages or as the long horror of the Hundred Years’ War.
Moreover, it has already been shown that the rise of the towns and the needs of
reclamation, especially in the East, were during these centuries providing an
outlet for the surplus population and raising both the status and the income of
the rural classes as a whole. But there were yet more fundamental movements at
work on the peasants’ behalf. Between the tenth and thirteenth centuries the
growth of the population, the development of défrichement and of agricultural technique, and the rise in the price of agrarian produce
increased the economic rent of the soil to a very considerable extent.
Lamprecht has calculated that land in the Rhine and Mosel districts was worth
at the end of this period about seventeen times what it had been worth at the
beginning, but the old customary rents remained the same, with the result that
something like four-fifths of the unearned increment was going into the
peasant’s pocket. At the same time the purchasing power of money was steadily
falling during the same period, and wherever payments were fixed in money the
peasant benefited by this too. It is these facts which account for the
shipwreck of large-scale demesne farming in the twelfth and thirteenth
centuries, and for the desperate straits of so many of the great abbeys; they
explain also the readiness of the lords to sell emancipation and the ability of
the peasants to buy it.
The
advance of the rural classes was not, however, everywhere maintained during
the later Middle Ages. In France the Hundred Years’ War undid a great deal of
the benefit gained and some of the most fertile lands in Europe were reduced to
the utmost misery, a prey alike to routiers and wolves. The wretched people whom Louis XI saw, as he rode from the
prosperous Flemish countryside through the half-deserted fields of his own
land, seemed to him gaunt and emaciated as though they had just emerged from
dungeons, and Fortescue’s celebrated comparison of the French and English
peasants draws a similar picture. It was only after the middle of the fifteenth
century that the work of clearance and agricultural improvement could begin
again in France, and in many places lords let their lands to peasants on terms
as favourable as in the early days of défrichement and settlement, and for the same reason. In Germany, again, the rise of the
small territorial States on the ruins of the Holy Roman Empire was far from a
blessing to the peasantry, which suffered (with all other classes) from their
burdensome regulations and increased taxation. Moreover, the territorial rulers
turned the Gerichtsherrschaft into an instrument of
oppression, by everywhere using these jurisdictional lords as their
representatives and by greatly extending the office. In Italy the peasantry,
emancipated largely through the support of the towns in a common struggle
against the landed nobility, often found that they had exchanged one bondage
for another, and if the lords had chastised them with rods the burgesses
chastised them with scorpions. For the city republics subordinated the
countryside to their own interests. They invested their money in it; in the
whole territory of Florence in the fourteenth century there was hardly a rood
of land which was not owned by merchants, bankers, and even artisans. They
strictly regulated agriculture, forcing labourers to work at fixed wages,
insisting on leases on the mezzadria system,
burdening the peasants with heavy taxation, and above all regulating the price
and forbidding the export of agricultural produce in order to secure the food
supply of the town, a policy which severely hit the small peasant proprietor.
Refusals by peasants to pay not only public imposts but also private debts to
town merchants became more and more common and flights once again became
general, amounting sometimes to an exodus en masse.
Everywhere in Europe, moreover, the town showed itself an implacable enemy to
the country in the matter of rural industry. In Flanders, where Bruges, Ghent,
and Ypres sought, like the Italian cities, to dominate the countryside in the
interests of their food supply, the townsmen made constant sorties to break the
looms of the peasants; but both in Flanders and in England rural industry had
triumphed by the end of the Middle Ages, though it was none the less subject to
the economic control of capitalist clothiers.
But
if the special circumstances of war, of State taxation and policy, or of urban
interests worked in particular districts to the undoing of a peasantry whose
prospects had seemed so bright in the thirteenth century, there were other and
more fundamental conditions working in the same direction. In general the
disintegration of the manor was a benefit to those classes which succeeded in
keeping their hold upon the land. But all classes did not so succeed. That this
was so, was due less to a breakdown of the old security of tenure in the
framework of the manor than to the development of economic inequalities among the
peasantry, as the increasing market for agricultural produce offered
opportunities for enterprise, and in some districts perhaps to a continued
pressure of population. In some parts of Europe, it is true, the growth of the
population (so striking during the twelfth and thirteenth centuries) was
arrested and static; towns and deserted holdings bear witness to a relatively
sparse population. In others the rapid morcellement of peasant farms seems due
to something more than a mere redistribution, and suggests a still overcrowded
countryside. It is possible that there would in any case have been an agrarian
crisis in the later Middle Ages, apart altogether from the breakdown of the
manor, which merely dictated the particular form it assumed. That it was not
more serious was due to the fact that from time to time pestilence and famine
still acted as external checks upon the growth of the population, notably the
Black Death of 1347-49, which, temporarily at least, gave rise to a severe
under-population crisis throughout Western Europe. In the countryside during
the later Middle Ages two phenomena may be remarked, which were present within
the manor from an early date, but which only assumed serious proportions
towards the end of the thirteenth century. These were the steady subdivision of
holdings and the rise of a class of landless labourers. The subdivision of
holdings had been going on for a long time, but it had to some extent been held
in check by the interest of the lords in maintaining their integrity as a basis
for labour and other dues. It naturally went farthest in those regions where
the customary law of inheritance allowed division among heirs, and it was
watched with anxiety by the lords, who sometimes insisted on joint cultivation
by all the heirs living under one roof, the eldest or youngest being
responsible for all obligations on behalf of the rest. The lords also tried to
promote the practice of individual inheritance, whether by primogeniture or
ultimogeniture, and in other cases limited the number and laid down the minimum
size of subdivisions. But the tendency towards morcellement increased with the
dissolution of the manor, which weakened the direct concern of the lord in the
peasant holdings, and with the growth in the number of hereditary tenures, and
a great deal of subdivision and even more subletting was taking place during
the later Middle Ages. The process no doubt promoted the formation of a
prosperous rural bourgeoisie, the rich peasants bought up tenures and
increased their own holdings and in some places (as in Holstein and Jutland)
they voluntarily adopted the principle of majority or minority succession,
instead of division among heirs. But while the Kulak was thus as familiar in
the medieval as in the modern Russian village, the other side of the process
was the formation of a rural proletariat, which was already making its
appearance by the end of the Middle Ages.
Decline
of prosperity
Cotters
and wage-earners had been found from very early times upon the undissolved
manor, where they were employed by lords and wealthy tenants alike, and they
were common in districts where the intensive cultivation of vines and other
commercial crops brought with it an earlier recourse to wage labour. But the
number of persons dependent on wages increased with the commutation of labour
services, and the result was a new element in the social problem of the
countryside. The main labour problem of the thirteenth century had been the
question of serfdom; that of the fourteenth and fifteenth centuries was the
modern question of free labour, its wages and conditions of employment; and the
new employer was no less bent on controlling wage labour than the old lord had
been bent on controlling his serfs. Everywhere there now appeared attempts to
regulate rural labour, which became extremely vigorous when the Black Death, by
.temporarily depopulating the countryside, created such a scarcity as to give
the wage-earners the whip hand. Wages rose to unprecedented heights and
labourers left their employers and went wherever they were paid most. The
landowners were in a difficult position, since flights of villeins (in those
regions where villeinage still existed) were also frequent for the same
reasons. The situation was met, both in France and England, by government
legislation fixing wages, imposing severe penalties on those who gave or
accepted more than the legal maximum, and forcing all who were not fully
employed on their own land to take service. Similar wage tariffs were issued at
different times by the Teutonic Order in Prussia and by the Italian cities.
They gave rise to a long and bitter struggle, and in England the Statutes of
Labourers were among the causes of the Peasants’ Revolt of 1381. But the nature
of the legislation must not be misunderstood. In Prussia (a country of big
capitalist estates) and in Italy (where the land was in the hands of bourgeois
capitalists) it was class legislation in the interests of landed capital
against the wage-earners. But the position was not quite the same in England
and France, where the people most severely hit by the rise in wages were not
the big landowners but the small ones and above all the innumerable little
peasant farmers who now employed hired labour.
The
appearance of a large class of landless labourers and with it of an acute
labour problem was not the only mark of deterioration in the position of the
peasantry. In the course of the fifteenth century there appeared in Eastern
Europe a manorial reaction, which brought about a recrudescence of serfdom in those
parts, just as Western Europe was witnessing its final extinction. This
reaction was the product of two movements working together. The first was that
extension of the powers of the jurisdictional lord, or Gerichtsherr,
to which reference has already been made. The second was the evolution of a new
type of great estate, capitalistically organised for market production and
worked by servile labour, but unlike the old manor by landless labour,
production being concentrated on a demesne farm. This new type of estate (Gutsherrschaft), which was most common east of the Elbe,
thus differed essentially both from the old manor (Villikation),
in which the land in demesne was usually smaller than the land held by the
peasants, and from the new Grundherrschaft, in which
the landlord’s profits were derived from rents and the market was fed almost
entirely by the tenant farmers.
The
spread of the Gerichtsherrschaft may be observed in
most parts of Germany during the later Middle Ages, often taking the form of an
extension of the powers and exactions of the Vogt. The demands of these
jurisdictional lords upon their subjects became increasingly onerous and were
often modelled on old servile dues; the universal exaction of the Vogt’s hen,
for example, was a recognition due based on the “bondage hen” paid by serfs to
their personal lords. It was often easy to transform the control thus obtained
over the peasantry into personal bondage, so tenuous was the line which
separated the two relations. Such a transformation was easiest in places where
the Gerichtsherr was also the Grundherr,
and the peasant who was both his subject and his tenant could slip with tragic
ease into the third relationship of dependence and become his bondsman, owning
him as Leibherr too. Where the two lordships were
distinct and often antagonistic the peasant had a better chance of maintaining
his freedom. In western Germany the distinction was usually maintained, but in
the east the landlord almost always possessed Gerichtsherrschaft as well, and the position of the peasantry was correspondingly worse. The whole
movement was intensified by the hold which these jurisdictional lords began to
get upon the waste, and the appearance or extension of all sorts of forest and
hunting services as a result. The effect of this granting away of State
functions to great lords was everywhere the same, a steady pressure upon the
peasantry, which forced the landless class into personal bondage and too often
amalgamated with them the less fortunate of the small proprietors. The new
class of Leibelgene thus formed reached its lowest
depths in the post-medieval period, but the process of decline was at work all
through the fifteenth century.
The
fate of the Leibeigene reacted on that of the
remaining serfs of the old type and of the free leaseholders. The tendency to
shift burdens from the person of the serf onto his land, which had once been a
step in the process of emancipation, was now turned against the peasantry by
the evolution of the doctrine of Luft macht Eigen, and in France too there came to be mainmortable districts in which every immigrant
became subject to that due. Inheritance payments and burdensome dues which had
long been dropped began to be exacted again. Landlords as well as Vogts increased their claims, and more precarious forms of
tenure began to be substituted for those which had given security to the
peasant leaseholder. The more fortunate retained their position as a prosperous
rural middle class; but the mass of the peasantry became what they are so often
called in the German literature of the fifteenth and sixteenth centuries, the Arme Leute, the poor folk.
The
formation of the new territorial bondage and the depression of the peasantry
went farthest in those trans-Elbian lands which in
the first period of colonisation had been essentially the home of free German
settlers. Here the grant of jurisdictional and State powers over wide districts
was usually made to the landowners, and those landowners were engaged in
capitalistic farming on a large scale, which meant that they were in constant
need of labour. From the very beginning in Prussia and other Eastern lands
knights had held compact estates, side by side with the free German villages,
but at first these estates were rather small and mostly engaged in cattle
farming, so that their demand for labour was limited and could usually be met
by employing the servile Slav villagers. There were, however, enough estates
which did not contain such villagers to call into existence a class of landless
labourers and small cotters, both Slav and German, called Kossaths in Prussia and Pomerania and Gärtner in Silesia. From
the fourteenth century corn-growing for export was becoming increasingly common
and the estates or Rittergüter were growing greatly in size, and in the
fifteenth century they were being increased by the purchase of peasant farms
and the seizure of commons. The inevitable result was the appearance of an
acute labour problem, especially in Prussia. Here there was a numerous class of
free labourers, made up of the Gartner, the hired servants in husbandry, and a
body of so-called Austlohner, or harvesters,
which was fed by the seasonal migration of Polish labourers. The wages of these
workers were regulated by the tariff of the Order, and at the beginning of the
fifteenth century the Grand Master was already fulminating against excessive
wages paid in defiance of the rates. The Polish War of 1409-11 seriously
depopulated the rural districts and the rise of towns had the same effect. The
landed interests petitioned the Order to make agricultural labour compulsory
upon “idlers who roam on the roads and in the towns,” and a series of statutes
was passed fixing penalties for the exaction or payment of more than the
maximum rate; but the labour shortage continued and the wars of the end of the
century caused still more depopulation, while the policy of the Polish
government in finally fixing its peasants to the soil (1496) brought to an end
the seasonal migration of Austlohner to get in
the Prussian harvest.
The
result of this growing shortage of labour was that increasingly throughout the
fifteenth century the farmer-knights turned their attention to the free German
peasants and sought to solve the labour problem by reducing them to serfdom.
Restrictions were gradually introduced on freedom of movement: a tenant could
not leave unless he provided someone else to farm his holding and obtained a
document of quittance from his landlord; those who went without the document
could be forced back, and the Order entered into treaties with neighbouring
countries for their extradition in 1436,1472, and 1481. The work of the big
estates came to be done more and more by exacting labour services from the once
free peasantry and by settling servile Gärtner, and
the German peasant was gradually forced into a bondage indistinguishable from
that of the Slav. This development only, it is true, reached its climax in the
sixteenth and seventeenth centuries, but it had begun much sooner. Already in
the fifteenth century the big com-growing estates across the Elbe contrasted
strongly with the rent-gathering estates of old Germany and the process of asservation was well on its way. It was generally
characteristic of Prussia, Pomerania, Silesia, and Brandenburg and was to be
found also in certain districts of Saxony, Brunswick, Hanover, and Thuringia.
In England also, it may be observed, the Gütsherrschaft was making its
appearance during the latter part of the fifteenth century, swallowing up
peasant farms and engaging in large-scale production. But the English
Gütsherrschaft vias, not, as in Prussia, a corn-growing estate but a sheepfarm which required little labour, and the problem to
which it gave rise was not, therefore, a recrudescence of serfdom but a certain
amount of depopulation and unemployment in the regions affected by the
enclosure movement. In any case the dominant form of landownership in England
remained the Grundherrschaft, and the chief cause of
distress in sixteenthcentury England was not
enclosure but rack-renting and excessive entry fines.
The
two factors mainly responsible for the recrudescence of serfdom and the
depression of the peasantry in Eastern Europe were thus the extension of the
powers of the Gerichtsherr and the appearance of a
new type of capitalist estate. To these factors it has been usual to add a
third, the adoption of Roman Law, which subjected the peasant, for generations
ruled by local custom, to a strange law which he had no share in making and
which tended to intensify the proprietorial rights of the landlord,
particularly over the waste. In some parts the change to Roman Law did no doubt
increase the distress of the peasantry, but the researches of von Below and
Aubin have now shewn conclusively that this was not always and everywhere the case
and that the Roman Law affected different classes and localities in different
ways. In Lower Saxony and Westphalia, for example, the position of the
peasantry suffered no decline and the new law contributed to the evolution of Meierrecht from a free time-lease into a hereditary
tenure which gave the maximum of security to the small farmer. In general there
was probably little direct connexion between the adoption of Roman Law and the
manorial reaction, which had already advanced far upon its way before the
adoption became general.
Thus
peasants of all classes had cause for discontent at different times and in
different places, especially during the last two centuries of the Middle Ages.
Some were prosperous, resented feudal oppression, and were fain to hasten the
process of emancipation; others were driven desperate by war, or by wage
regulations, or by the growing demands of Vogt or lord, or by the exactions of
city usurers, or by the loss of commons. National, political, and religious
discontents often reinforced their economic grievances and they sometimes found
allies among other classes and powers, now making common cause with the towns
against the rural nobility (as in Flanders and Italy), now with the nobility
against the towns (as in Wurtemberg and Baden), now
with a native against a foreign landlord class (as in Bohemia and Denmark), now
with the Crown against the Church and the nobles (as in Catalonia), now with
industrial workers and poor priests against the bourgeois and ecclesiastical
hierarchy (as in the English Peasants’ Revolt). A few general peasant risings
took place on the eve of the period under discussion, notably that of the
Breton and Norman peasants at the beginning of the eleventh century and that of
the Low Countries at the end, but on the whole the twelfth and thirteenth
centuries were free of them. It was an age of increasing prosperity for the
peasantry and emancipation was making steady progress. Risings were sporadic
and local, and most of them seem to have been upon monastic lands, though
whether this is due to the fact that monastic chroniclers naturally recorded
disturbances on their own estates, or to any particular severity on the part of
monastic lords, it is hard to say. There is some reason to believe that
monasteries were conservative landlords, slow to grant freedom and exceedingly
tenacious of their rights. Moreover, the combination of ecclesiastical and
territorial rights in the hands of one lord, who took your best beast as a
heriot and your second-best as a mortuary when you died and annually exacted
his tithe as well as his rental from your fields, may well have made monastic
landlords seem harsher than lay lords and concentrated a double resentment on
their heads. The peasants who rose were often prosperous, some of them
themselves employers of labour, and it is a commonplace that such revolts are
usually the work of those to whom economic prosperity makes their servile
status seem doubly irksome, or who are threatened with unaccustomed burdens,
rather than of men sunk in the lowest stage of depression. The revolt of the
peasants of maritime Flanders in 1322-28 is a case in point; they were both
free and well-to-do, and rose against the attempt to force serfdom upon them,
and they were successful. Similarly in England Froissart was not far wrong when
he attributed the rebellion of 1381 to “the ease and riches that the common
people were of.”
A
new spirit
It
was not until after the middle of the fourteenth century that peasant risings
became both frequent and general, sometimes assuming the proportions of a real
“green revolution.” The long series began with the Jacquerie in France (1358),
which was caused by the ravages of war and the resentment of the peasantry
against a nobility which not only loaded them with exactions, but could not
even perform its own business successfully and clear the English from the
land; for Poitiers had just been lost, ‘the Peasants’ Revolt in England (1381),
perhaps the most interesting of all, was precipitated by an unfairly graduated
poll-tax, but it united villeins who wanted the abolition of serfdom with free
labourers who wanted the abolition of the Statutes of Labourers, and gradually
drew into its scope every smouldering grievance of the working-classes in town
and country alike. It was suppressed with far less violence than had been shewn
by the French nobles after the Jacquerie, probably because the peasants had
been guilty of few excesses, and it had little effect upon the disappearance of
villeinage. In Spain the method of revolt was more successful: the serfs of
Upper Catalonia rose three times between 1395 and 1471 and finally won their
freedom with the assistance of the Crown; in Majorca, on the other hand, four
insurrections were directed between 1351 and 1477 against the town capitalists
who had concentrated the bulk of the rural property in their hands, and were
unsuccessful. In Scandinavia the free peasants of Sweden rose in 1437-40, as
those of maritime Flanders had done a century previously, to prevent themselves
from being reduced to serfdom, and were successful; but three great revolts in
Denmark between 1340 and 1441 only increased the hold of the German aristocracy
upon the peasantry. All these risings were to culminate in the slow-gathering
resentment of the German peasant in the grip of the feudal reaction. The long
struggle of the peasants of the Kempten estates against their Prince-Abbot
began in 1423; there were risings in Saxony, Silesia, Brandenburg, and the
Rhineland in 1432, and (as Dr Coulton has pointed
out) at least eleven serious revolts in various parts of Germany during the
thirty years before Luther’s appearance in 1517. The great Peasants’ Revolt of
1524 was only the climax of a long movement.
This
effervescence in the rural world was accompanied by the appearance of a new
spirit in the countryside, something of more universal significance than the
old revolt against burdensome dues and services. This new spirit, half
religious and half socialistic, is very marked in the English Peasants’ Revolt
and in some of the German movements. Dreams of a reform of the Church were in
the heads of English peasants in 1381, long before Hussite and German revolts
linked agrarian discontent with the nascent Reformation. Moreover the peasant
himself began to be idealised and his figure to take on a kind of mystic
significance. Men quoted the words of the Psalmist, Labores manuum tuarum quia manducabis beatus es, and of
Christ Himself, Pater mens agricola.
It was labourer and not priest who was the type of holiness, whose sweat
quenched hell fire and washed the soul clean. The remarkable English poem of
Piers Plowman sounds a new note in medieval
literature. No less marked was the growing class consciousness of the peasantry
and the rise of egalitarian and socialistic doctrines. The German peasants
marched with the wooden Bundschuh for their banner
and the English repeated a doggerel couplet
When
Adam delved and Eve span
Who
was then the gentleman?
Froissart’s
description of the preaching of the wandering priest John Ball in the villages
is a locus classicus in the history of the democratic movement:
“Ah,
ye good people, the matters goeth not well to pass in
England, nor shall not do till everything he common and that there be no
villains nor gentlemen, hut that we may all he united together, and that the
lords he no greater masters than we he. What have we deserved or why should we
be kept thus in sewage? We be all come from one father and one mother, Adam and
Eve; whereby can they say or shew that they be greater lords than we be, saving
by that they cause us to win and labour for that they dispend? They are clothed
in velvet and camlet furred with grise and we be vestured with poor cloth: they
have their wines, spices, and good bread and we have the rye, the bran, and the
straw, and drink water: they dwell in fair houses and we have the pain and
travail, rain and wind in the fields; and by that that cometh of our labours
they keep and maintain their estates. We be called their bondmen and without we
do readily them service, we be beaten; and we have no sovereign to whom we may
complain, nor that will hear us nor do us right”.
Froissart,
lover of chivalry and hanger-on of princes, had no sympathy for what he was
reporting, but its tremendous import comes through him, in spite of himself,
and all the clash of arms in his chronicle cannot hide that ominous note, the
clatter of the Bundschuh on the road to freedom.
It
is perhaps an inevitable result of the fact that economic history has been to
such a great extent written by legal historians that the medieval peasant is
usually considered primarily in relation to his lord. The profusion of manorial
documents and the fact that all we know of medieval farming is concerned (save
by implication) with demesne farming, have led to the same result. Yet the
peasant was not only the inhabitant of a manor (and the manorial hold over him
was often loose enough); he was a villager, the member of a community with a
close and active life of its own. It was this village community which made
rules for the common routine of husbandry, into which lord no less than tenant
had to fit. Occasionally its regulations for such matters as the harvest are
found enrolled upon court rolls; more often there have survived its customary
rules for the use of forest and waste; and these are of great interest where
there was an intercommoning of several vills over the
same land, and often a Markgenossenschaft,
with its own officials elected by the constituent villages to enforce the
agreed regulations. The lords steadily encroached upon these organisations in
the course of time, but they played an important part in rural life and many of
their regulations may be read in the German Weistümer.
The
religious, the social, the family life of the villager all elude the historian
who confines his attention to estate books and manorial documents, save in so
far as court rolls throw their light on his less reputable moments, his often
sanguinary feuds and hues and cries, his burglaries, and his daughter’s
peccadilloes. But there is ample other material from which to reconstruct it.
Contemporary literature is rich in pictures of village life. What a familiar collection
of types—mutatis mutandis still to be found in the countryside—is assembled in
the thirteenth-century French lai, which
prefaces “a rhymed octosyllabic curse” of peculiar force and comprehensiveness
with a description of the twenty-three types of vilains to be stricken by it. There is the headman who announces feast days under the
elm tree in front of the church, and the pious villagers who sit with the
clerks and turn over the book of hours for them and who carry the cross and the
holy water in procession. There is the surly vine-dresser who will not point
out the way to travellers; and the grumbler, who sits before his cottage-door
on Sundays and mocks the passers-by, and if he sees a gentleman coming along
with a hawk on his wrist, he says, “Ho, that screech-owl will get a hen to eat
tonight that would have given my children their bellyful'”; and there is the
embittered fellow who hates God, Holy Church, and the gently. There is the
accommodating ass (Vilain Asnin)
who carries the cakes and wine to the feast and if the weather is fine he
carries his wife’s cloak too, but if it is wet he strips himself to his
breeches and covers her up. There is the country bumpkin, who goes to Paris and
stands in front of Notre Dame, gaping up at the kings and saying, “Look,
there’s Pepin! There’s Charlemagne ” while a pickpocket cuts his purse behind.
There is the village leader, who speaks for the others to the bailiff and says,
“Sir, in my grandfather’s and great-grandfather’s time, our cows used to go in
that meadow and our sheep in that copse,” and so
gains a hundred sous for the villeins. There are also the miser; and the
poacher who leaves his work at morn and eve to steal his lord’s conies; and the
“cowled vilain, that is the poor married clerk who
goes to work with the other vilains”; and the
wood-gatherer, who brings his load in backwards because his cottage-door is so
low; and the marl-spreader, who upsets the last cartload over himself, “and he
lies there and does not trouble the graveyard.” Finally, there is “Vilain Graft, to wit he that taketh a gentlewoman to wife,
even as a garden pear is grafted on a wild pear tree, or a cabbage, or a
turnip,” a witness to the fact that in France at least rich peasants
occasionally married above them. Similar pictures are to be found in the
fabliaux and they abound, likewise, in German and English literature. Meier Helnibrecht’s family; Chaucer’s “povre widwe somdel stope in age,”
in whose yard dwelt Chantecler and Pertelote, that
incomparable pair; the village taverns in Piers Plowman and The Tunnyng of Elynour Rummynge (genre pictures as robust and redolent of the soil
as Breughel’s paintings); all these linger in the memory. Langland’s great
epic, indeed, is a whole gallery of peasant types, from the labourers who
deigned not to dine on bacon and last night’s vegetables, but must have hot
fried fish, to “the wo of these women that wonyeth in
cotes” and the poor man’s pride that will not let his neighbours see his need.
This last passage— too well known for quotation—is equalled in pathos only by
the poignant vignette in Pierce the Plowman’s Crede which shews the poor peasant and his wife plowing, with their little babe in a crumb-bowl at the end
of the acre, and two-year-old twins tumbling beside it, all crying one cry, “a
careful note.” One is reminded of the sentence, so significant and so devoid of
sympathy, in Pelagius’ De Planctu Ecclestae where he sets forth, among the sins of the peasant folk, that “they often
abstain from knowing their own wives lest children should be born, fearing that
they could not bring up so many, under pretext of poverty.”
Another
particularly valuable source of evidence for medieval village life, in its
non-manorial aspects, is to be found in certain ecclesiastical documents, more
particularly in those dealing with the parochial visitations, which took place
from time to time. Records of several of such visitations have survived,
notably those of four Norman parishes made by the Abbot of Cerisy’s Official in the fourteenth century and those made by the Archdeacon of Josas in the Ile de France between 1458 and 1470, both of
which are particularly valuable in covering a number of consecutive years. The
picture which they give of village life with its immorality and violence and
dilapidation is a sombre one, and has sometimes been ascribed in part to the
effect of the Hundred Years’ War upon the countryside. That effect is, indeed,
marked in the Josas series, a picture of desolation
relieved only by the care with which, in place after place, the people are made
to elect a village midwife, who is then sworn and licensed by the archdeacon.
Nevertheless the general impression derived from those Cerisy visitations which belong to the period before the war is not very different
from that derived from the later reports, although it is undeniably less
gloomy, and there is much in common between both the Cerisy and the Josas series and the reports of the
visitations of the diocese of Hereford in 1397, which have recently come to
light.
These
Hereford returns give a picture of English village life which is unsurpassed by
that to be obtained from any other class of record. Here parish after parish is
unrolled, with its superstitions, manners, morals, its village quarrels and its
relations with the church. It is the border country, where Welsh and English
mingle and occasionally the parson does not understand the language of his
flock, as they complain. They are, indeed, nothing loath to complain of their
parson if they have anything against him. The vicar of Eardisley is at feud with the whole parish; he has failed to supply a parish clerk, and
his two maid-servants ring the bells and help him in the celebration of Mass,
and his relations with them are gravely suspect; several men have died without
the last sacrament by his default, and when he was burying one John Boly in the churchyard, he said publicly in the hearing of
those present, “Lie you there, excommunicate!” He refuses to give the sacrament
at Easter to the labourers of the parish, unless they agree with him for a
tithe of their wages, and would not absolve a certain woman after confession
unless she gave him 12d. towards the repair of the church books, so that she
went into Hereford to get herself shriven. The church is befouled with flax and
hemp, and he is a common trader in corn and other goods and a usurer. Differuntur omnia contravencia Vicarii sub spe concordie, runs a note in the Register; but the hope
seems faint. Even when Hodge had no complaint against his parson, he was not a
particularly devout son of the Church. He grumbled over mortuaries and tithes,
tried to evade his turn to provide the panis benedictus, and was reported for not coming to
church on Sundays or for working in the fields on holy days. Nevertheless the
church was obviously the centre of village life. There the people went to be
christened, married, and buried. They might or might not learn something of the
truths of religion from their priest, but they got a rough familiarity with the
lives of the saints and with the Bible from statue or storied capital or from
wall-paintings, St Christopher opposite the door to befriend the traveller, the
Last Judgment over the chancel, and the Virgin in her lady chapel at the side.
Nor did the people only use the church for their devotions; they were apt to do
their buying and selling in the porch, and the priest himself sometimes stored
and even threshed his grain there. The churchyard, too, was a convenient open
space for village festivities. This was well and good if a miracle play came
round, which might be considered edifying, but the fairs which grew up round
the churches were apt to encroach on the churchyards, to the wrath of
ecclesiastical authorities, and sometimes the people came there for dances and
revels.
Village
superstitions
One
thing is certain, whether pious or not, the villagers, like country people in
all parts of the world, were exceedingly superstitious and ready believers in
charms and ghosts and witches. The Poenitentiale of Bartholomew Iscanus, Bishop of Exeter (1161-84),
sets forth a list of such village superstitions. Whosoever has prepared a table
with three knives for the service of the fairies, that they may predestinate good to such as are born in the house;
whosoever shall pollute New Year’s Day by magic enquiries into the future;
whosoever, labouring in wool or otherwise, shall lay spells thereon that the
work may prosper, or who shall forbid the carrying away of fire or aught else
from his house, lest the young of his beasts perish; whosoever shall cast into
his barn or cellar a bow or any plaything soever wherewith “the devils called
fairies” should play that they may bring greater plenty; whosoever shall
believe that a man or woman may be changed into shape of a wolf or other beast;
whosoever shall spy out the footsteps of Christian folk, believing that they
may be bewitched by cutting away the turf whereon they have trodden. Many other
superstitions are set forth, and readers of medieval exempla will remember too the peasant women who steal the consecrated Host, to
sprinkle it among their cabbages or in their beehives as a charm against
disease.
It
is from the villages, one feels sure, that there come those tales of marvels
which find their way into medieval chronicles. They smack of the rustics on the
alehouse bench, or under the haystack at midday, or warming themselves around
the fire at night. Villages in the West Country, where the Celtic strain was
strong, were particularly prone to such tales, and many of them are collected
in that most enchanting of books, Walter Map’s De Nugis Curialium, where may be read the story of the man
who married a fairy and others full of a graceful imagination not always found
in folk tales. The villages of the diocese of Hereford visited in 1397 were
full of the same superstitions and not even the priests were always blameless.
John the chaplain, say the villagers of Kilpeck, “seemeth to them by no means firm in the faith, for he hath
oftentimes conjured by night with familiar spirits”. There is even a ghost: “the
parishioners [of Shrawardine] say that a certain
Nicholas Cutler of Ruwardyne on his father’s death
publicly put it about that his father walked by night in the aforesaid parish
and he watched at his father’s tomb one night, to the great scandal of the Catholic
Church.” A group of really admirable village ghost stories comes from
Yorkshire, where a monk of Byland Abbey wrote them down about the year 1400.
The best tells of the man who was camped with a group of pilgrims beside a
lonely road at night, and suddenly heard a neighing and screaming and galloping
in the air and saw to his horror all the last year’s dead coming
hell-for-leather down the road towards him riding upon their mortuaries,
horses, cows, and sheep, a motley and grisly crew, with his own abortive and unchristened infant rolling along the ground in an old
stocking in which his wife had buried it. The Hereford visitations show us
witches too. Amice Daniel used sorcery in Cradley, and in Bromyard Alison Brown
so practises that when she puts her curse on a man God forthwith visits
vengeance upon him, which (say the villagers) is against the Catholic faith and
tempting the Lord, and what can be expected of a woman who sells her hemp
inside the church itself?
In
general, however, the witch was much less unpopular than the village usurer,
that still universal figure in rural society, from the gombeen-man of Ireland
to the bániah of India. The small farmer is often
hard up just before he gets in his harvest (when Langland shews the peasants
tightening their belts and living on poor fare), or if the crops are bad, or if
storm and flood destroy his little possessions; and to tide him over hard times
he must borrow. In the Middle Ages the Church, of course, strictly forbade
usury, but the rich neighbour who lent would not lend for nothing; so the
peasants used him and hated him and when there was a visitation hurried to
accuse him. Thus the villagers of Dymock say “that Henry Cece is a common usurer, viz. he lent to a certain Jak atte Hull 12s., the which he received back in full together with four bushels of
wheat for the delay and he lent Proserpine Wele 10s.
and received from her three bushels.” Sometimes it was the parish priest
himself who lent out money at interest to his flock. At Yazor “Sir Thomas, vicar there, lent a certain Gylym of Erdeshope 40d. and took by way of usury twelve pullets; the
same lent to him 20d. and received in usury two pounds of oats.” The village of
Church Stoke (Montgomery) was full of usurers, and Jevan ap David ap Joris had lent Madoc ap David 15s. at 5s. per annum and had already
received 30s. in this way.
A
particularly vivid picture of German peasant life is to be found in the Weistümer, or customs drawn up in the village
courts, mostly during the period when manorial organisation was breaking up and
the lords were anxious to preserve their rights against the inroads of the
peasants; they reflect a changing world and sometimes represent more than one
stage of evolution. In these documents peasant speech is preserved and peasant
life mirrored more clearly perhaps than in the custumals of any other country; they have a perfectly distinctive note, an atmosphere (as
Professor Levett has observed) of Grimm’s fairy tales
which is unmistakable, if only for the part played in them by animals. Here is
the steward of the Provost of St Alban’s at Basle receiving the rent at Brattellen: “He shall come there, and after sunset when the
night falls and the stars begin to shine he shall sit under the open sky and
thus wait for the tenants to bring their rent. If they be slow and pay not
promptly, he may rise and go into the inn and whosoever is behindhand and maketh not payment at the place where the steward sat, he
owes twice as much next day and four times as much if he delay a day and a
night; so let all be warned and pay their rent before they go to bed.’’ But in
other places the steward must fetch the rent and the peasant pays it “over his
hedge,” and the rent-hen must be sought “ so softly and quietly that the child
is not waked in the cradle, nor the cock frightened on the perch.” This matter
of rents and payments is one that calls for care. The hen due to the lord must
be lively enough to fly “from the ground to the ladder, from the ladder to the
manger, and from the manger to the roost”; the cheese “of such a hardness that
if it be thrown against a wall it rebounds without breaking”; and if the Meier
of Hengwiller suspects the quality of a grain rent,
“let him take his stand at the door by which the swineherd passes and spread
some of the corn on the ground; when a sow with seven piglings after her stops
and eats thereof the Meier must be content, when the sow passes without
stopping the villager must provide corn of a better quality.” The sow, one
feels, was probably on the tenant’s side, and other definitions in his interest
are found, such as that which bids the lord of Bischholz be content with the wine grown by his tenants, even if it be so sour that it
would corrode a horse’s hoof, and directs that the cartload of wood gathered
for the Count of Stolberg at Bom be so loosely packed “that a hare could run
through with his ears erect.”
The
records are full of Gargantuan feasts. When the men of Huningue take a boat-load of wine down the river to Basle, the provost serves them with
food and drink, and “ they shall be made to drink so well that they can only
stagger back to the boat”; and when wine has been carried by villagers on the
estates of a Schwarzwald monastery, they are to be
regaled with some of it until “no two men can carry the third to bed.” The
foresters of Colmar, on their Martinmas inspection of the Waitmark,
pass the night with the Abbot of Munster, “and he shall give them two kinds of
bread, two kinds of wine (white and red), and a new tablecloth, and the loaves
must be of such a size that when they set them on end upon their feet, the
foresters can cut enough above the knee to glut themselves, and on their
departure they can make a parcel of the cloth and the fragments and take the lot,
unless the abbot pay them five shillings instead. When night falls, straw shall
be strewn for them round the fire and a minstrel shall be sent to play them to
sleep on the viol. A servant must keep watch over the clothes, lest the fire
harm them; if the sleepers burn in front it is their affair, if they burn
behind they shall receive compensation. When the foresters take leave of the
abbot in the morning he shall cause each of them to be given a pair of new
shoes and they shall go on and breakfast at the manor house of Wihr.” Here too we find the kindliness which remits the shrovetide hen to the pregnant bondswoman and makes her
husband shew up its head, to be sure she has dined off it, or allows her to
fish for herself in the lord’s brook; but also the cruelty which lays down that
the man who has removed his neighbour’s landmark shall be buried up to his chin
in the place where it stood, and the field plowed by
a plough and four oxen, “and the buried mail may help himself as best he can.”
Migrant
shepherds
The
peasants with whose life and work this chapter has been concerned have been
those who formed the vast majority of medieval farmers and labourers, sedentary
persons living in their villages, hamlets, or separate faring It is true that
the medieval peasant was much less sedentary than has sometimes been supposed.
Under the food-rent system, carrying services often obliged the villein to
travel far beyond the confines of his native village. The man whose lord owned
but a single manor probably remained there and saw but a hundred or two hundred
faces in all his life, but not so the tenants of St Paul’s carrying their
food-rents from Essex up to London, the bondsmen of Darnell doing carriage with
sack and pack throughout Cheshire, or the men of Huningue taking wine for the Meier of Ystein by boat down the
Rhine to Basle. It is an interesting reflection that for a large part of the
peasantry the growth of a money economy, the commutation of labour services,
and the restriction of demesne farming probably made travel less rather than
more frequent and considerably restricted their horizon. They had now only to
take their rent up to the manor house and carry their produce to market, or
wait until the travelling middleman collected it. Economically they were tied
to the soil, if legally they were free; save for the congenital wanderer,
compulsory travel came to an end with serfdom. In many places, too, manorial
custom permitted the serf to live off the manor on payment of a fine, traites de parcours between lords provided for the intermarriage of their respective serfs, and in
some parts of France the unfree peasant possessed the right of desaveu, allowing him to leave his tenement on giving his
lord notice and abandoning his goods. The records of the time show that apart
from the movement thus legitimised there were constant flights, and the steady
recruitment of the towns from the countryside, to say nothing of the great mass
emigrations of German and Flemish pioneers to the Eastern frontier, bears
witness to a considerable mobility. Indeed the immobile medieval peasant, like
the self-sufficing medieval manor, is something of a myth. It is interesting
that in Wittenweiler’s poem Der Ring, written by a
fifteenth-century Bavarian satirist, a peasant enumerating the ten points of
good education puts first that his boy should serve God and second that he
should visit a foreign land.
Certain
classes of rural workers, moreover, were forced by the nature of their work to
be nomads, wandering from place to place. The seasonal harvest workers who
migrated from Poland into Prussia, or came down from Wales and the north of
England to gather in the harvest in the agricultural midlands, are cases in
point. But more interesting and more truly nomadic were the migrant shepherds
who drove their great flocks of sheep every year from summer pasture in the
mountains to winter pasture in the plains. This regular seasonal migration,
which is usually known by the name of transhumance, has taken place from very
early times in lands where changes of climate are extreme and where there
exists a combination of low-lying plains, too dry to support flocks and herds
in summer, with high mountain pastures, which are under snow in winter. The
practice is found in a modified degree in many hilly districts. It was carried
on in Scotland and Wales and even in parts of England, where a Bishop of
Lichfield and Coventry in the early thirteenth century laid down that the
tithes of wool taken by churches in his diocese were to be divided “if the sheep
be fed in one place in winter and another place in summer.’1 In many of the
Alpine valleys the peasants had a more or less permanent winter settlement in
the valley, where their few cultivated fields were situated, but moved to
summer huts in the mountains when the snow melted. Ill others they were more
nomadic still, owning only temporary dwellings and moving from fief to fief
with their sheep, so that in one charter, hailing from the Briançonnais district, it was laid down that a man who passed Christmas Day on a lord’s land
was to be held that lord’s man for a year.
The
home of transhumance proper, however, is in the Mediterranean region, where
from an early period it has been characteristic of Spain, southern France,
south-eastern Italy and the Roman Campagna, and northern Greece. The most
remarkable example of the industry is certainly provided by Spain. Spanish wool
had a great reputation in the Middle Ages, being considered second only to the
fine Cotswold wool of England, and the merino sheep became the pivot of Spanish
economic life. It has been calculated that the total number of sheep on the
move in Spain at the close of the Middle Ages (1477) was over two and a half
millions. They travelled very long distances along the cañadas or sheepwalks, the flocks from Leon often going 350 to 450 miles from their
summer to their winter pastures; nor were Spanish sheep the only animals upon
the road, for the ordinances of the town league of Daroca deal with “French, Gascon, Basque, and foreign herdsmen” coming from the South
of France over the Pyrenees and down the Ebro valley to winter in southern
Aragon. By the end of October all the flocks were in their winter camps in the
sunny lowland plains and the lambing season began soon after their arrival.
They stayed there until the middle of April and then began to depart. The
sheep-shearing was done in sheds along the way, by clippers working in gangs of
125, each of which clipped a thousand sheep a day. The wool was either sold at
once or stored in central warehouses, the chief of which was at Segovia, and
then dispatched to the great fairs or to the ports. By the end of May the sheep
were back in their home pastures in the northern uplands. The shepherds, who
were a much favoured class in Castilian society, were engaged for the year,
beginning on St .John the Baptist’s Day (24 June), and were paid, usually in
kind, at the close of a year’s service. In the middle of the fourteenth century
the legal wage was 12 bushels of grain, one-fifth of the lambs born during the
year, one-seventh of the cheese produced, and six maravedis in coin for every
hundred sheep under the care of the shepherd, who was also allowed to keep a
certain number of his own sheep free of charge with his master’s flock.
Wherever
it existed on a large scale, migratory sheep-farming had certain common
characteristics. The routes followed by the flocks were fixed and the
pasturages were communally owned. In southern Italy and Spain they were mainly
Crown lands, but the Provencal flocks, whether they migrated westward into the
Pyrenees or eastward into the Alps, had to depend mainly on the common lands of
the upland valleys, the use of which they obtained by agreements with the lords
concerned or with the virtually independent mountain villages. In one village
in upper Dauphine the people say in 1354 that sheep from Provence have long
frequented the Alpine heights above them, and when one of the nomad shepherds
falls ill, the cure of their village goes up to him in the mountains and gives
him the sacraments, and if he die the villagers fetch
down his body at their own cost and bury him in their graveyard. But the transhumants were never as welcome to the people as to
their lords, for the lords profited by the taxes which the visitors paid, while
the local inhabitants sometimes suffered from over-crowded pastures. These
local taxes levied on the passing flocks, under different names (pulverage in Provence, carnal in the
Pyrenees, montazgo and montadigo in Spain and Portugal), are an early and important form of the taxation of
movables, and out of them there developed in the Spanish kingdoms and in
southern Italy a system of taxation by the central government which led to the
protection of flocks and maintenance of highways by the State and to the
development of an elaborate machinery of administration. Another common
characteristic of the migratory sheep industry is the deep-rooted antagonism to
which it gave birth, between the sedentary husbandman of the plain and the
nomadic herdsman who passed through his lands. The shepherds were everywhere
blamed for deforestation and the ruin of husbandry, and all sorts of
regulations were laid down to protect the latter. At the end of the twelfth
century, when the Castilian kings granted wide privileges for sheep migrations,
the flocks were forbidden to trespass upon the “five forbidden things,” to wit,
pastures reserved for local animals, cornfields, vineyards, orchards, and mown
meadows, though they were occasionally allowed to graze on the stubble after
harvest. The hostility of the settled town and village dwellers often took the
form of oppressive taxation and the formation of leagues of towns to protect
themselves against transhumants.
These
characteristics of the migratory sheep industry had two interesting consequences.
In certain districts, notably in southern Italy and Spain, they led to the
appointment of special itinerant officials and judges, whose business it was to
protect the interests of the flocks. More important still, the need to deal
with common routes, common taxes, and a common hostility brought about the
organisation of great protective associations among the sheep-owners
themselves. Of these associations the most famous was the Castilian Mesta,
which by the end of the Middle Ages completely dominated the economic
organisation of Spain and ultimately proved fatal to Spanish agriculture. The
Mesta was first definitely organised as a single national association by
Alfonso the Learned in 1273. It had some two or three thousand members, mostly
small men driving their own sheep, though a few owners of big flocks, like the
Duke of Bejar and the monastery of Escorial, belonged
to it. Its meetings were held three times a year, and were attended as a rule
by two hundred or three hundred owners, women often being present and having
full rights. At these meetings the duties and behaviour of the shepherds were
regulated, negotiations were carried on with towns over local taxes and with
the Crown over privileges, and in general the migrations were organised and the
interests of members protected. There were similar associations in Aragon and
Apulia.
Such
were the main features of peasant life and rural conditions during the last
four centuries of the Middle Ages. From his contemporaries, or at least from
those whose opinions have come down to us, the peasant received but little
appreciation. Clerkly writers scorned him, and he was the butt of many
half-proverbial rhymes and epigrams. “Servi qui non timent, tument”; “rustica gens optima flens, pessima gaudens”; “oignez vilain, il vous poindra, poignez vilain il vous oindra”; “Knechte schlagen wenn sie nicht zagen”; “Der Bauer ist an Ochsen statt, nur dass er keine Horner hat.” Very few are the writers who suggest
that villein is as villein does, and express any sympathy for the hard lot of
those who labour in the fields.
It
is not until the later Middle Ages that there appears the idealised peasant
type and the mystical exaltation of manual labour performed not by monk but by
husbandman. Yet these inarticulate and despised masses had two achievements to
their credit which are worthy to be set beside the greatest works of art and
literature and government produced by the Middle Ages. They fed and colonised
Europe; and slowly, painfully, laboriously they raised themselves from serfdom
to freedom, laying hands as they did so upon a good proportion of that land
which they loved with such a passionate and tenacious devotion.
CHAPTER
XXV
THE EARLY RENAISSANCE
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